Showing posts with label Security. Show all posts
Showing posts with label Security. Show all posts

Tuesday, March 20, 2012

Proceedings Spring 2012 online!



The current edition of Proceedings (Spring 2012 Combating Piracy) is available online at http://www.uscg.mil/proceedings/.

This edition highlights the U.S. Coast Guard's commitment to work with the maritime industry to deter, disrupt, and suppress piracy through prevention measures, response procedures, and the prosecution of pirates in a court of justice.

Tuesday, April 12, 2011

Today's Data Sharing-The Coast Guard's Enterprise Geographic Information System

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Pete Noy, Information Technology Specialist, U.S. Coast Guard Operations Systems Management Division, and CDR Joseph Sundland, Geospatial Management Officer, U.S. Coast Guard Office of Enterprise Architecture and Governance.


The U.S. Coast Guard collects and generates large amounts of information related to the people, vessels, and facilities it interacts with daily, ranging from law enforcement actions, to search and rescue activities, environmental response activities, and vessel or facility inspections. Often there is a common thread--the information has a unique geospatial component. As a result, it can be mapped for easier viewing and awareness.

Sharing this information poses the real challenge. For this, the Coast Guard relies on a geographic information system (GIS), an integrated collection of computer software and data used to view and manage information about geographic places, analyze spatial relationships, and model spatial processes. Simply put, this provides a way for a user to take data from a number of sources and generate a map that can be shared with other users.

USCG Enterprise Geographic Information System
The Coast Guard's Enterprise Geographic Information System (EGIS) arranges this information in a more user-friendly format, allowing the user to see the extent of a situation, such as an oil spill, and immediately identify Coast Guard assets for deployment. The system can also display SAR activities within a given sector and allow the user to access various Coast Guard systems of record to pull and display this information.

A key driver for the EGIS is the ability to ingest and share its large datasets and make them available to a broad range of users. For example, if a hurricane were forecast to impact an area, a user would be able to pull all facility information for a particular captain of the port and display this on a map. The user could then access the latest hurricane tracking information from the National Oceanic and Atmospheric Administration website and overlay it to determine which facilities could be impacted, and plan accordingly.

Since the EGIS can share datasets within the Coast Guard and with external users, everyone can access the same information, which reduces duplication and potential errors.

Future Direction
At the time this article was written, the EGIS was undergoing a software rewrite to make it fully compliant with the current DHS Enterprise Architecture while offering a more positive and robust solution. Additionally, other Coast Guard programs have begun evaluating ways to share their own unique datasets. As a result, the Coast Guard established a Geospatial Management Office at its headquarters with an eye toward consolidating geospatial technologies across all Coast Guard programs.

For more information:
Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, April 7, 2011

Long-Range Identification and Tracking—Observing maritime activity over the horizon

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by CDR Kevin Keast, Chief for Communications and Sensors, U.S. Coast Guard Office of C4 and Sensors Capabilities.


Many technical capabilities leverage the latest in C4ISR (Command, Control, Communications, Computers, Intelligence, Surveillance, and Reconnaissance) architecture to enhance maritime situational awareness, or what is commonly referred to as the maritime common operational picture. Programs like the Nationwide Automatic Identification System (NAIS)—a coastal network of receiver sites—detect NAIS transponder signals and track vessels in the coastal environment. However, once line-of-sight limitations are reached, other capabilities are required.

The United States realized early on that this gap was part of a larger issue of global security. The International Maritime Organization (IMO) was easily convinced that a long-range ship tracking capability was required, and instituted the Long-Range Identification and Tracking (LRIT) effort.

The LRIT System
The Long-Range Identification and Tracking System is designed to collect and disseminate vessel position information received from IMO member state ships that are subject to the International Convention for the Safety of Life at Sea (SOLAS). This system allows SOLAS contracting governments access to tracking information.

Global Efforts
The Coast Guard developed the U.S. National Data Center in December 2008 to collect, request, receive, and distribute data within the LRIT system. Additionally, the IMO designated that the U.S. build and temporarily operate the International Data Exchange, which routes vessel positioning data among all participating LRIT data centers, through the end of 2011.

The Way Ahead
Although Long-Range Identification and Tracking is in its infancy, the U.S. is already obtaining thousands of ship position reports daily for thousands of reporting vessels. These numbers will continue to grow as all SOLAS vessels integrate into the LRIT system and data centers come online. LRIT has been delivered to the Coast Guard as an open architecture system and is providing a tracking service that can be delivered easily across all U.S. government entities. While this tracking information is only available to the Coast Guard and the Department of Defense at present, the service will be extended to other government agencies to support government requirements relating to maritime safety, security, and environmental protection.


For more information:
Full article is available at http://www.uscg.mil/proceedings/summer2010.

Tuesday, April 5, 2011

Civilian Earth Observation Satellites for Global Maritime Awareness-Effective? Affordable?

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Guy Thomas, Science and Technology Advisor, U.S. Coast Guard.


Civilian earth observations satellites have been operating since the mid-1980s and are expanding in number and capability. Many of these systems have significant ocean surveillance capabilities, which--if bundled together and used intelligently--could provide the maritime nations of the world with a much better picture of who is sailing the seas, and provide indications of their intentions.

However, no one is planning to take advantage of these systems for the global maritime awareness they could provide if operated collaboratively.

Earth Surveillance Satellites
The numbers and capabilities of both electro-optical and/or infrared (EO/IR) imaging systems and synthetic aperture radar satellites (SARSats) with oceanic surveillance capabilities are projected to grow substantially in the coming years. In addition, in the last two years almost a dozen different satellites have been launched with Automatic Identification System (AIS) receivers, and an AIS receiver has been installed on the International Space Station. Some of these are now in direct support of at least two different SAR satellites.

Indeed, it is the coupling of AIS via space with radar satellites, which can "see" in darkness and look through most cloud cover, and the new, higher-resolution imaging satellites that makes the concept known as "Collaboration in Space for International Global Maritime Awareness," or C-SIGMA, feasible. These new civilian space systems are not seen as replacing any existing terrestrial systems, but as a means to make those sorts of broad ocean surveillance systems more effective.

A Look Ahead
To achieve maritime domain awareness goals, satellites could be used to openly survey the world's oceans to establish normal patterns of behavior for shipping and boating worldwide. Other sources and methods would need to be employed to gain further information, but the basic data would be provided by the envisioned, unclassified system.

A civilian-based space broad ocean surveillance system such as the proposed C-SIGMA concept could provide the necessary surveillance for first-level indications as to whether a vessel was engaged in actions such as illegal fishing, environmentally harmful practices, smuggling, or just operating in a manner such that a closer examination might be warranted. Indeed, projects are underway to develop anomaly detection algorithms.

C-SIGMA is not a silver bullet, but it would be a huge help in establishing the envisioned transparency for all maritime nations. The dawn of unclassified open ocean surveillance has already occurred, and while these systems do not replace the national classified systems, their data can be shared with the many nations of the world.


For more information:
Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Friday, April 1, 2011

Proceedings Spring 2011 Issue Available Online

The current edition of Proceedings (Spring 2011 – Waterways Management) is available online at http://www.uscg.mil/proceedings/.

This issue highlights the domestic and international efforts of the Marine Transportation Systems Management Directorate.

Because marine transportation systems management is such a broad mission area within the Coast Guard, it is just a sampling of the marine transportation systems management that occurs in the field and at headquarters. It is intended to update readers on the latest developments for many of the areas traditionally covered under the waterways management umbrella.

In this day and age, this nation and our global partners rely more heavily than ever on our oceans and waterways for our collective prosperity, safety, and security. We trust that this edition will provide our policy makers, industry stakeholders, and international partners with a broader understanding of marine transportation systems management.

Thursday, March 31, 2011

AIS Data Sharing-A tool of diplomacy

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by CDR Fran Cloe, USN, National MDA Coordination Office Executive Secretariat.


Bringing together politically, culturally, and financially disparate maritime nations to share maritime data requires a technology that is both flexible and universal-a simple tool that will help build trust and cooperation among all maritime nations. The Automatic Identification System (AIS) is such a tool. AIS is a shipboard system that transmits information such as vessel name, registration number, call sign, Maritime Mobile Service Identity (MMSI), position, course, speed, and other navigational information via VHF.

AIS data sharing is:

Simple. AIS data is non-classified and can be obtained and shared through inexpensive, off-the-shelf technology. A nation may join an AIS network by contributing AIS data via the Internet. In most circumstances, a new member can connect to a chosen network with simple written instructions or remote technical assistance.

Universal. Automatic Identification System transceivers and antennas can be easily obtained from marine stores or manufacturers worldwide. With a minimal investment from several hundred to several thousand dollars, even economically disadvantaged states are able to participate. The networks available to share AIS data are diverse and often open to any government willing to share its own data.

Flexible. Governments choosing to join established networks such as the Marine Safety and Security Information System or IALA-NET need only contribute data from one AIS receiver in order to receive all data contributed from other members. Many governments, however, choose to contribute multiple port cities, or their entire national network of receivers, in an effort to provide greater awareness. This flexibility allows a minimal financial investment for members new to information sharing. Additionally, governments can then use the global AIS picture for whatever purpose is most relevant to their situations.

Taking AIS to the Next Level
One other advantage of Automatic Identification System networks comes when regional partners build more advanced information exchanges. Italy's Virtual Regional Maritime Traffic Center began as an exchange of AIS, radar, and satellite data among Italian law enforcement, customs, and military agencies. It quickly developed into a cost-effective forum in which over 20 nations known as the "wider Mediterranean community" now share knowledge to pool resources and build maritime domain awareness.

Limitations
Despite the success of recent initiatives, there are still several arguments against the effectiveness of Automatic Identification System data sharing:
  • Not all ships are required to carry AIS transceivers, and even ships that do carry the equipment can easily turn it off. However, this is balanced by the use of AIS as an anomaly detector.
  • Automatic Identification System range is limited, and reception is usually no more than 25 miles. This is effective for coastal reception, but leaves the vast majority of shipping traffic out of range of the shore-based receivers. Both commercial and defense options exist to track this traffic via satellite or other means.
  • AIS data sharing specifically encounters a proprietary barrier to sharing. Several maritime companies offer commercial AIS sharing for which they charge a monthly or annual fee. Legal issues may arise when a government offers the same data without fee or with a government subsidy. For this reason, it is currently restricted to sharing between governments.
  • Culture or history may challenge AIS data sharing. Nations that historically have not cooperated with each other often find it difficult to move beyond traditional attitudes of isolation and control of information.
Looking Ahead
Global maritime information sharing is nearing the tipping point. While bilateral agreements remain important, "many-to-many" information sharing networks are overtaking them in value and importance.

De-centralized global grids, such as those that have facilitated the phenomenal growth of cellular phone service, tend to provide greater value to individual participants than can be provided by any single centralized hierarchal organization.

In the maritime community, AIS data sharing is gaining significant ground as a method by which to set the baseline for maritime information sharing. The simplicity, low cost, and accessibility of the system make it a diplomatic tool that allows nations to participate equally, and to derive real use for their specific needs.

As more maritime nations join AIS networks, they can begin to build more complex regional maritime exchanges, and ultimately, a global maritime exchange.
The resulting increase in global MDA will build trust and cooperation among all maritime nations.


For more information:
Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.



Tuesday, March 29, 2011

Maritime Domain Awareness Information Hubs—What are they, and what do they do?

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Ms. Alice F. Dunn, Program Analyst, U.S. Coast Guard Maritime Domain Awareness and Information Sharing.



Achieving maritime domain awareness is a daunting challenge, especially in view of the vast community of stakeholders. To better connect to this global maritime community of interest, the National Concept of Operations for Maritime Domain Awareness called for creating “enterprise hubs” focused on cargo and people, critical infrastructure, vessels, and architecture.


MDA Information Hubs. To date, four MDA information hubs have been established, one for each pillar or domain. These hubs identify key partners and inventory information resources and respond to GMCOI inquiries.



  • MDA Cargo and People Hubs: U.S. Customs and Border Protection (CBP) has been designated to lead the cargo and people hubs because it is very familiar with and has access to data pertaining to the maritime supply chain and international maritime crew and passengers. Analytical tools—such as the International Trade Data System/Automated Commercial Environment and other systems—are used to identify and respond to threats within the supply chain, and the national targeting center makes CBP uniquely equipped to support hub services.

  • MDA Infrastructure Protection Hub: The Department of Homeland Security’s Office of Infrastructure Protection leads the coordinated national program to reduce and mitigate risk within the national critical infrastructure and key resource sectors to strengthen sectors’ ability to respond and quickly recover from an attack or other emergency.

  • MDA Vessel Hub: The Office of Naval Intelligence and the Coast Guard Intelligence Coordination Center are the lead agencies, established to increase the awareness, availability, quantity, and quality of maritime vessel information. The vessel hub has responsibilities such as near-real-time vessel identification and tracking; near-real-time identification and tracking of vessels involved in non-threatening but illegal shipping operations; and near-real-time identification and tracking of uncooperative, non-emitting vessels.

MDA Architecture Management Hub. This hub assists the federal information sharing environment for the global maritime community of interest (GMCOI) by establishing national data and infrastructure standards and capabilities. It formulates the architecture, processes, and standards that facilitate information sharing. The Department of the Navy Chief Information Office is the designated lead agency. The hub was established to design and manage the overall enterprise architecture needed to facilitate net-centric sharing of maritime information. The MDA enterprise architecture will provide the standards and processes that will allow the information hubs and maritime community members to share information and services.



For more information:


The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.


The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.


Full article is available at http://www.uscg.mil/proceedings/summer2010.


Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, March 24, 2011

Maritime Security—The National Maritime Intelligence Center

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by CAPT Paul Crissy, U.S. Coast Guard Reserve, National Maritime Intelligence Center Plans and Policy Staff.


The Intelligence Reform and Terrorism Prevention Act of 2004 authorized the Director of National Intelligence to establish national intelligence centers to provide all-source analysis. In January of 2009 he established the National Maritime Intelligence Center to coordinate the efforts of the global maritime community of interest (GMCOI) with regard to information sharing.

As a result, it is an integrated capability where U.S. maritime intelligence requirements and all maritime security requirements, including military, criminal, economic, and national sovereignty issues, threats, and opportunities are considered in aggregate.

The NMIC’s goal is to create a “decision advantage” that confronts motivated, adaptive, and determined adversaries and focuses on threats and activities including:
  • Illicit activities
  • Gaps and seams
  • Asymmetric threats
  • Disruption of the global supply chain
  • Extreme climatology
  • Critical infrastructure interruption
  • Environmental destruction
  • Safety, security, and stewardship of the maritime environment

Synergistic Efforts
The NMIC’s key functions are coordinating and integrating maritime information and intelligence in support of national policy and decision makers, supporting maritime domain awareness objectives, and supporting interagency maritime requirements.

Its four functional areas and representative initiatives are collection integration, analysis integration, architecture, and information management and sharing.

What to Expect From Your NMIC
To ensure robust dialogue from stakeholders and ensure the greatest return on investment, the Director of the National Maritime Intelligence Center will continue to aggressively engage the GMCOI. Temporary and standing working groups and communities of interest such as the NMIC interagency working group, the maritime threat working group, and the interagency advisory group have been created to advise the NMIC director and bring together expertise from the intelligence community, the interagency and international communities, and industry to address matters of shared concern in the maritime domain.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Tuesday, March 22, 2011

Interagency Information Sharing

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by LCDR Craig Wennet, Project Officer, U.S. Coast Guard Maritime Domain Awareness and Information Sharing.


In addition to other efforts and legislation, the Intelligence Reform and Terrorism Prevention Act of 2004 (IRTPA) ensured that the Department of Homeland Security (DHS) would have a central role in the information sharing environment. The Coast Guard, as the largest DHS component and a member of the intelligence community, possesses a unique role in federal information sharing efforts.

Coast Guard Information Sharing Initiatives
Since 2007, the Coast Guard’s Information Sharing Executive Agent (ISEA) staff has visited Coast Guard sectors and subordinate units. Staff members speak with sector personnel and their port partners about their working relationships in maritime safety and security and gather information about information sharing and joint operations.

Visits are planned in coordination with several key Coast Guard and DHS stakeholders, including Customs and Border Protection (CBP) and Immigrations and Customs Enforcement (ICE). We interview a variety of partners at the federal, state, local, public, private, and occasionally international levels to gather information sharing best practices and recommendations for improvement.

General Findings and Recommendations
Primary sector collaboration venues include Area Maritime Security Committees, harbor safety committees, and numerous other committees or associations. In every port visited, the Coast Guard also plays a chairing or moderating role in local law enforcement or first responder associations, and is often the glue that holds them together, even when it is not the primary response or enforcement agency.

Since commencing our interviews in 2007, a consistent trend toward increased collaborative planning, joint operations, and joint training among the Coast Guard and its numerous partners has been apparent. Additionally, respondents shared concerns and provided many recommendations for improving operational collaboration and information sharing.

Next Steps
DHS published its information sharing strategy in July 2008, and the ISEA staff plans to introduce an information sharing strategy for the Coast Guard, incorporating what we have learned through visits and interviews with port partners.

One of the ISEA staff’s most important goals is to make the best practices and recommendations we have collected more visible within the Coast Guard. For more information on Information Sharing Executive Agent staff initiatives or to review our annual reports, please visit our Homeport or CG Portal sites:

We invite you to share your information sharing success stories or recommendations with us at uscginformationsharing@uscg.mil.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, March 10, 2011

Interagency Solutions Analysis—The state of interagency MDA requirements

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Hank Blaney, Policy Analyst, U.S. Coast Guard Maritime Domain Awareness and Information Sharing.


In the years following 9/11, a collection of federal agencies with major responsibilities for maritime domain awareness drafted the National Plan to Achieve MDA.

These partners recognized that a national investment strategy would be required to ensure that the government achieved effective MDA in a coordinated, efficient fashion. A first step, the 2007 Interagency Investment Strategy, compared tasks required for effective national MDA with current capability, determined where gaps existed, and made recommendations as to which departments should mitigate or eliminate these gaps.

As the interagency maritime domain awareness governance process matured and a new administration emphasized “whole-of-government” problem solving, the MDA Stakeholder Board directed the next steps in resolving national maritime domain awareness shortcomings—the Interagency Solutions Analysis (IASA). A team of MDA professionals drawn from throughout the federal government, the IASA Working Group:

Verifies and prioritizes maritime domain awareness gaps. MDA stakeholders have been active in the years since the interagency investment strategy was written, eliminating some of the gaps. Other entities have conducted somewhat similar studies and made their own conclusions concerning maritime domain awareness tasks or gaps. An interagency solutions analysis working group will join forces with two of the major efforts—the Department of Defense MDA Joint Integration Concept and the Navy’s MDA Capabilities-Based Assessment—avoiding duplication of effort while adding more resources and brainpower to the interagency team.

Recommends interagency solutions to mitigate or close the gaps. The Interagency Solutions Analysis working group will consider non-material solutions (changes in policy or procedures) as well as material solutions (new capability that must be bought or developed). The difficult part will come next—determining which agencies or organizations should be responsible to bring about the necessary changes, and estimating the cost of these improvements.

Provides strategic planning, budget, and acquisition documentation necessary to facilitate the improvements. The Department of Defense has probably the most robust requirements-to-budget system—the Joint Capabilities Integration and Development System (JCIDS). In the absence of a formal interagency process to determine and share solutions to MDA gaps, the working group will utilize a JCIDS-like process for its planning documentation baseline.

The process will be modified as necessary to capture agency-specific requirements. At the same time the analysis is being conducted, there will be an ongoing process of updating the MDA Stakeholder Board and all major partners to ensure that all involved understand the process and there are no surprises when recommendations for funding are made.

Study Process
The process will begin by defining the scope of the analysis. The team must determine how much MDA is “enough” in each of the primary focus areas. Without imposing some reasonable limits, recommended solutions might easily prove to be “pie in the sky” and therefore not achievable in today’s budgetary climate.

Critical gaps identified by the interagency solutions analysis and other studies will be compared against existing doctrine and policy. The processes or capabilities required will not always require new technologies. Modifying regulations, breaking down illogical barriers between organizations, or re-orienting methods of doing business can result in dramatic improvements in information flow.

Looking Ahead
The Interagency Solutions Analysis team’s first round of recommendations will include the validated list of critical maritime domain awareness gaps, the best potential solutions, cost estimates, and the recommended lead department or agency to tackle the issue. Time will be allowed for feedback from all stakeholders. Then the report will be presented to the involved departments and, ultimately, the Maritime Security Interagency Policy Council.

The primary measure of success of the interagency solutions analysis should be development of implementable cross-agency solutions that will mitigate or solve the identified critical MDA tasks and related capability gaps. The current cooperation among these partners portends well for a successful venture.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Tuesday, March 8, 2011

Maritime Domain Awareness Opportunities—Outreach to the global community of interest

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by CAPT Dale Ferriere, U.S. Coast Guard and National MDA Coordination Office Executive Secretariat.


Achieving maritime domain awareness (MDA) through effective outreach to the global maritime community of interest (GMCOI) requires an earnest appreciation for what MDA is, an understanding about cultural and budgetary influences that adversely affect information sharing partnerships, and a situational understanding concerning the diverse needs and requirements of each GMCOI member.

Checks and Balances
The National MDA Coordination Office (NMCO) Executive Secretariat is situated as a broker and catalyst to help build GMCOI partnerships and institutionalize information sharing, resulting in true maritime domain awareness.

The NMCO Executive Secretariat is a diversified national interagency office with experienced members assembled from the U.S. Navy, Coast Guard, Maritime Administration, and National Oceanic and Atmospheric Administration, which allows a unique perspective with a tremendous amount of first-hand expertise in maritime operations and planning that includes understanding how MDA situational awareness is dependent upon listening, learning, partnering, and sharing.

Since the NMCO Executive Secretariat’s customer base includes representatives from various port facilities, coastal state navies, coast guards, fisheries, intelligence communities, military communities, marine environmentalists, municipal law enforcement agencies, port authorities, supply chain specialists, and the comprehensive maritime industry, diversity is critical for it to reach out to the greater global maritime community of interest.

Because staff members hold each other accountable, the NMCO Executive Secretariat creates a workplace culture that consistently works toward ensuring organizational objectivity and diversity. As a result, the office can be an honest broker to help arbitrate issues.

Defining the GMCOI
In order to achieve MDA, each member of the GMCOI has potential information to share among the other partners. Regardless if the member is a commercial or government representative, a symbiotic relationship exists when there is better maritime domain awareness.

The essential ingredients for MDA (collaboration, partnership, and information sharing) require that each member put aside any preconceived judgments, parochial interests, and other selfish leanings. MDA has no place for “turf wars.” Identifying common maritime domain awareness issues and objectives requires active participation by all parties.

By no means does building partnerships and achieving MDA mean giving potential “bad operators” a free pass. Rather, maritime domain awareness partnering means that those performing risk assessments need to look more closely at their criteria and processes in identifying how partnering with higher-risk maritime industries can create the opportunity for mutual and effective risk and threat mitigation.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, March 3, 2011

The DHS Information Sharing Agreements Process and Tools

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Ms. Irene Hoffman-Moffatt, Senior Policy Analyst, U.S. Coast Guard Maritime Domain Awareness and Information Sharing.


The “One DHS” policy acknowledges that although the Department of Homeland Security is comprised of multiple components, it is nevertheless a single unified entity. This policy replaces the former “need to know” criterion for information and intelligence sharing with the new “responsibility to share” model, in which no DHS component should consider another DHS component to be a separate agency for information sharing purposes.

Information Sharing Access Agreements
Information sharing and access agreements (ISAAs) are vehicles used to exchange, receive, and share information from external (non-DHS) parties.

All ISAAs are subject to mandatory compliance review by the originating DHS component and the Information Sharing Coordination Council, comprised of action officers from various DHS components.

ISAA Repository
The ISAA Interim Repository is a database of more than 700 information sharing and access agreements between DHS and its external partners. It is a useful resource for exploring the breadth of existing DHS external partnerships, identifying existing agreements that satisfy current data needs, or to use as templates for future agreements. It’s currently maintained by the Office of Intelligence and Analysis Information Sharing and Collaboration Branch.

Soon, components will be able to perform searches independently using the Data Architecture Repository within the DHS Enterprise Architecture Information Repository. This web-based application will house the ISAAs along with other data assets, providing a searchable tool for the entire department.

ISAA Methodology Guidebook
The most current resource regarding information sharing and access agreements and the One DHS policy is the ISAA Methodology Guidebook. It presents appropriate policies, responsibilities, procedures, and other information needed to develop, coordinate, approve, execute, catalog, and negotiate disputes involving ISAAs.

To obtain a copy, contact the DHS Office of Information and Analysis Information Sharing and Collaboration Branch at isaa@dhs.gov, or call (202) 282-9400.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Tuesday, March 1, 2011

Breaking Down Barriers—Managing successful information sharing

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by CAPT David F. Sanders, JAGC, USN, Legal Counsel, National MDA Coordination Office Executive Secretariat.


Effective information sharing employs a combination of collection, storage,
dissemination, and analysis, resulting in an understanding of what is happening, and what it means.

Trust is the underpinning of information sharing. Systems security must be inherent in information transfer to merit trust. Participants in the information flow must trust and be trusted in the proper protection of information and sources. Sharing information, therefore, dispels any notions of secrecy, opens the curtain of government operation, engenders public confidence, and reinforces the concept of ownership by the people.

First, government must make information available to the public. Secondly,
government must be positioned to receive information from the public. Finally, government must effectively share information “within the castle.”

The “push-button” expectation for instant information demands instant action and instant sharing. Juxtaposed thereto are various barriers that can stall or prevent successful information sharing.

Barriers to Information Sharing
While each type of barrier hinders the proposed sharing, not all barriers are bad. Therefore, the goal is not to eliminate barriers, but to manage those barriers effectively.

Natural Barriers: The first “natural” barrier to information sharing is that individuals may have a tendency to work alone. To overcome this tendency, measures of success must encourage, recognize, and reward information sharing and teamwork, not penalize it.

Additionally, the concept of “information is power” and holding, hoarding, or manipulating information accruing to the public benefit cannot be tolerated.

Bureaucratic Barriers: While serious information sharing efforts are underway within government, they are not yet institutionalized. There must be a clear mandate to share, an acceptance of the practice to share, and reinforcement of the policy and practice via education, evaluation, recognition, and reward.

Legal Barriers: There are myriad legal barriers to information sharing. An efficient new barrier resolution plan must include a formal procedure to resolve information sharing disputes, modeled after prevailing alternative dispute resolution practices, including identifying a final arbitrator with the authority to resolve the dispute.

Administrative Barriers: These impediments include classification of information and resulting restrictions on transferability. This barrier can be resolved through uniformity of classification, a common understanding of the applicability of the classifications, and a common-sense approach to initial classification application to information.

Technical Barriers: Technology in itself is not a barrier to information sharing; barriers are those restrictions placed upon technology. Barrier management must begin in the design of the technology system that delivers the information.

The Goal
Management of barriers to information sharing is a systemic problem that requires a comprehensive and coordinated approach, beginning with a clear federal mandate to share information to the greatest extent possible and permissible under law and regulation.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Tuesday, February 22, 2011

Office of the DOD Executive Agent for Maritime Domain Awareness

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Bruce B. Stubbs, Director, Office of the DOD Executive Agent for Maritime Domain Awareness.


Those who threaten us today care little about boundary lines. Many of these threats originate in or take advantage of the anonymity afforded by the maritime domain. Understanding the nature of these and many other challenges is critical to global security.

Since the challenges we face are global, our responses to them must be global as well. At its most fundamental, maritime domain awareness supports a broad spectrum of operations. From our perspective, MDA is a global process to understand what is going on in the maritime domain, how that might affect our vital interests, and how best we should respond across a broad spectrum of traditional and transnational threats to the good order and security of the maritime commons, and, by extension, to national homelands, as well.

However, MDA is not a specific mission area or “thing.” Instead, maritime domain awareness is an enabler of capabilities for actionable intelligence, informed decision making, and effective responses to a complex set of problems shared by all nations.

Executive Agent for MDA
That is the primary reason why the Office of the DOD Executive Agent for Maritime Domain Awareness was established in August 2008 and placed within the Department of the Navy: to help enable MDA throughout the Department of Defense, the U.S. interagency community, and with our friends and partners worldwide.

The office works with other U.S. government departments and agencies, foreign government partners, other organizations, and commercial entities worldwide to enhance our ability to know what we need to know and share critical security information.

In short, the office is responsible for:
  • Increasing communication and building trust in the United States and overseas,
  • Performing international and domestic outreach,
  • Making maritime information available and easily shared.

From an international perspective, this already has a significant impact on the way we are focusing on a global MDA capability. Our tasks are to align, guide, and advocate efforts focused on but not limited to the maritime domain. We serve as the U.S. “bridge” that links domestic and international efforts to provide the right information to the right organization at the right time to safeguard the security of the global maritime commons.

MDA cannot be a segmented sphere that is alongside but separate from the land, air, space, and cyber domains. We need broad and deep collaboration and cooperation among interagency, other government, international, and industry partners at home and abroad crossing physical, geographical, cultural, and governmental boundaries. In this way we will achieve a “whole-of-government” solution to maritime domain awareness and a crucial way by which maritime security and safety can be assured.

The Way Ahead
There is thus increasing emphasis among naval and maritime forces worldwide to improve partnerships and increase data sharing as important ways to enhance maritime domain awareness. The responsibility for MDA primarily belongs to world navies and coast guards, but none of them, including the U.S. Coast Guard and Navy, have the resources and manpower to do everything needed. Only by sharing maritime information and data as widely as possible will navies and coast guards have the collective means to perform their vital missions.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Monday, February 21, 2011

U.S. Commerce and Maritime Domain Awareness

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Lennis G. Fludd, Maritime Administration Office of Security and Chief of Staff, National MDA Coordination Office Executive Secretariat.


Considering the “economy” piece of maritime domain awareness, 90 to 95 percent of all goods and services enter the U.S. from the ocean. As we develop and improve MDA, we must remember who it is that we’re serving.

A principal role of the Department of Transportation is to protect and improve the efficiency, resiliency, and recovery of U.S. commerce. Catastrophic events such as 9/11, natural disasters, incidents resulting in longshore stoppages, and any activity that can obstruct maritime trade are of great concern to the Maritime Administration (MARAD), specifically because these incidents can seriously impair the U.S. economy.

MARAD’s goal is to develop a more prominent role for the maritime industry in improving MDA. This goal will be realized when the industry has the information and actionable intelligence it needs to protect commerce and keep the supply chain moving. Industry has the closest knowledge of maritime trade processes, activities, and concerns; they are the first to see anomalies that might be important for the U.S. government to know.

We have made significant strides toward improving MDA through maritime industry engagement in such forums as the Global Maritime Information Sharing Symposium. We have begun to reduce the number of small, less effective meetings, and are leveraging more significant venues for a broader conversation. Both government and industry are beginning to think more inclusively, and the dialogue is improving.

Continuing work should include these actions:

In short, one of the most important ways in which we can increase MDA is by increasing our knowledge of maritime commerce. The health of our economy and the safety and security of our nation depend on it.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/.

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html.

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, February 17, 2011

Maritime Domain Awareness—Knowledge Is Good

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Dana Goward, Director, U.S. Coast Guard Marine Transportation Systems Management; and Mr. Curt Dubay, U.S. Coast Guard Director of Maritime Domain Awareness Program Integration.


In the movie “Animal House,” the film opens with a shot of the college’s motto: “Knowledge Is Good,” which is a great summary of maritime domain awareness (MDA).

As the Department of Homeland Security’s lead federal agency protecting the U.S. maritime domain and our marine transportation system, awareness is essential to all the U.S. Coast Guard does. Enhancing MDA reduces risk and facilitates collaboration.

Your Contribution to MDA
Why is contributing to maritime domain awareness important to the Proceedings reader? Enforcement authorities—the Coast Guard and all local, state, federal, and international agencies—need to know whether laws and regulations are being followed, and, if not, how to deploy their resources to enforce them.

MDA is equally important because:
  • Transparency leads to self-correcting behavior. It is a rule of human nature that people will behave better if they know there is a chance someone is watching.
  • It helps level the playing field. Those who play by the rules are rewarded, and they are encouraged to identify to authorities those who are not.
  • Scarce enforcement assets can be focused on response rather than patrol. Effective awareness can provide a virtual presence and deterrence at a fraction of the cost of fielding boats or enforcement personnel.

Awareness Network
Even more importantly, maritime domain awareness is the key to countering our biggest challenge—maritime criminal and terrorist networks. Because they are organized as networks, they are incredibly effective in thwarting the efforts of hierarchies such as governments. Fortunately, governments can effectively combat networks if they also operate as networks.

Shared awareness allows the local fish and wildlife officer, the national intelligence analyst, and everyone in between to bring their own experiences, capabilities, and authorities together in a widely distributed but unified effort. The general public can also join in a network for maritime good by identifying suspicious behavior and helping to counter illegal activity.

In upcoming posts we will feature a cross-section of articles that cover the efforts of the U.S. Coast Guard and our partners to transform maritime domain awareness through a whole-government approach to policy, capabilities, and technology led by the newly formed National MDA Coordination Office.


For more information:
The Maritime Domain Awareness Information Exchange: http://www.mda.gov/

The National Maritime Domain Awareness Coordination Office: http://www.gmsa.gov/index.html

Full article is available at http://www.uscg.mil/proceedings/summer2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, February 3, 2011

The National Offshore Safety Advisory Committee

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Capt. Bill Donaldson, NOSAC Deep Water Ports Representative.


From its beginnings, the Coast Guard has depended on existing internal resources to provide guidance for missions including public safety, national security, environmental stewardship, and exploration and development of mineral and energy resources beneath the U.S. outer continental shelf.

The Coast Guard’s role in public safety and national security has changed over the years. More focus has been directed toward security, which consequently significantly increased the Coast Guard’s role in offshore activities, particularly since the tragic events of 9/11. These additional mandated tasks prompted the Coast Guard to look for alternative means to gather information to fulfill its role in the rulemaking process for offshore activities. The Coast Guard found one means in the National Offshore Safety Advisory Committee (NOSAC).

NOSAC is a voluntary group assembled to assist the Coast Guard in gathering information for the rulemaking process, particularly with regard to rules related to protection of the safety and welfare of offshore workers, safeguarding the environment, and resource management. The passage of the Federal Advisory Committee Act laid the groundwork for forming NOSAC. In 1988, the Secretary of the Department of Transportation, under which the Coast Guard operated, created NOSAC to provide a public forum capable of rendering advice on, consultation with, and discussions of safety matters and concerns related to OCS activities.

The group acts in an advisory capacity to the Commandant of the Coast Guard on matters related to the offshore mineral and energy recovery industry. The committee is also responsive to specific assignments related to conducting studies, inquiries, and workshops as authorized or directed by the Commandant.

NOSAC reports to the Commandant of the Coast Guard through its sponsor, the Assistant Commandant for Marine Safety, Security, and Environmental Protection, who designates NOSAC’s executive director. The National Offshore Safety Advisory Committee is composed of not more than 15 members from various sectors of the offshore industry, appointed by the Secretary of the Department of Homeland Security from recommendations made by the Commandant of the Coast Guard.

The majority of NOSAC members are made up of those involved in offshore exploration and energy recovery resources who have devoted time to assisting the Coast Guard in its mission to protect the offshore community’s workforce. Additional members come from the environmental community, the general public, and the deepwater ports community. NOSAC meets bi-annually, and the meetings are open to the public.


For more information:
Full article is available at http://www.uscg.mil/proceedings/spring2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, January 27, 2011

USCG / DHS Regulatory Affairs

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Ms. Mary Kate Whalen, Associate General Counsel, Regulatory Affairs Law Division, Office of the General Counsel, Department of Homeland Security.


USCG Within DHS
The U.S. Coast Guard has one of the broadest missions in DHS, encompassing maritime safety and security, law enforcement, border protection, and environmental protection.

It’s not surprising, then, that the Coast Guard also has the largest and most varied regulatory agenda of any of the department’s components. The Coast Guard issues hundreds of regulations each year, ranging from local field regulations establishing or revising safety and security zones to complex regulatory actions proposing environmental protections and maritime security initiatives.

Regulations Can Improve Security
When DHS promulgates regulations to further the security of the homeland, it imposes obligations on millions of citizens—legally binding obligations that can result in significant costs. Therefore, it is critical that DHS regulations are well coordinated—within the department and the executive branch—to ensure that regulatory initiatives are implemented in compliance with applicable statutory authorities.

These regulations must also be the product of reasoned decision-making and consistent with the policies and priorities established by the White House, the Secretary of Homeland Security, and, with respect to Coast Guard regulations, the Commandant of the Coast Guard.

A Centralized Regulatory Process
The Regulatory Affairs Law Division’s Office of the General Counsel manages the centralized regulatory process for DHS. Regulatory Affairs works closely with the Coast Guard’s Office of Regulations and Administrative Law to coordinate Coast Guard regulations within DHS and through OMB’s interagency review process.

USCG/DHS Coordination
Regulatory Affairs economists also work closely with the Coast Guard’s Standards Evaluation and Analysis Division to develop and coordinate regulatory impact assessments supporting the Coast Guard’s regulatory initiatives.

The close partnership between Regulatory Affairs and the Coast Guard’s regulatory staff remains a highly valuable component of the continued success of the Coast Guard’s regulatory program.


For more information:
Full article is available at http://www.uscg.mil/proceedings/spring2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Tuesday, January 25, 2011

Developing Multi-Mission Regulations

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Jaideep Sirkar, former Chief, U.S. Coast Guard Regulatory Project Development Division.

The U.S. Coast Guard has 11 missions:
  • Ports, waterway, and coastal security
  • Drug interdiction
  • Aids to navigation
  • Search and rescue
  • Living marine resources
  • Marine safety
  • Defense readiness
  • Migrant interdiction
  • Marine environmental protection
  • Ice operations
  • Other law enforcement

One way we exercise the authority given to us by the U.S. Congress is through regulations. Since our roles and responsibilities are so diverse, our regulations will be equally diverse.

Our regulations are primarily contained in Title 33, Navigation and Navigable Waters, and Title 46, Shipping, of the Code of Federal Regulations.

Current Regulations
To review all Coast Guard regulations currently in effect, look at the online Code of Federal Regulations. You will notice regulations for “hardware”—ships, equipment, materials; those for “software”—operating/operational requirements, personnel requirements; and those for financial requirements.

You will also find, among other things, regulations on treatment of ships’ ballast water to prevent the introduction of non-indigenous species, regulations on inspection standards for towing vessels, discussion of standards for card readers that read identification cards for transportation workers, and environmental issues that include pollution sources such as engine emissions and oil spills.

Reg Agenda
Do you want to know what regulations the Coast Guard is currently working on, or is thinking of working on?

Go to: http://www.reginfo.gov/. Click on the link in the center of the page, “Current and Past Agendas and Plans and How to Use Them.” From the drop-down menu for “Select Agency,” select “Department of Homeland Security” and click “Submit.” Scroll down to the Coast Guard entries—the ones labeled “DHS/USCG.”


For more information:
Full article is available at http://www.uscg.mil/proceedings/spring2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.

Thursday, January 20, 2011

Rulemaking Process Improvements

Excerpt from U.S. Coast Guard Proceedings of the Marine Safety & Security Council magazine by Mr. Jeff Lantz, U.S. Coast Guard Director of Commercial Regulations and Standards.


The U.S. Coast Guard is the nation’s maritime guardian. One of our goals is to develop policies, develop regulations, and execute a technical compliance program to guide and enhance the Coast Guard’s marine safety, security, and stewardship missions.

A substantial increase in regulatory workload brought about by 9/11 and ensuing legislation placed the Coast Guard in a reactive rulemaking mode rather than a proactive leadership role. We were not staffed to address that increased regulatory workload as quickly as we would have liked.

In response to these increased demands, the Coast Guard embarked on an effort to improve the rulemaking process. We have already begun to implement some of these improvements, which provides us an opportunity to reduce our project backlog, improve our processes and measurements, and increase our efficiency.

For example, we will establish better communications and clearer expectations of the full range of staff members involved in each project, and ensure all requirements are fully understood before we embark on a particular regulation project. We have also clarified team roles and responsibilities and delegation of authority for each project, eliminating unnecessary overlapping regulation writing.

We are leveraging technology by adopting an intranet-based visual reporting system that will help us focus on important deadlines and establish priorities among the wide range of regulations under development.

In upcoming posts we will feature a cross-section of articles that cover the range of aspects associated with the rulemaking process. I hope that readers will have a better appreciation for our rulemaking process and the steps we take to address all stakeholders’ concerns.


For more information:
Full article is available at http://www.uscg.mil/proceedings/spring2010.

Subscribe online at http://www.uscg.mil/proceedings/subscribe.asp.